Financial Crime Compliance Resources

Explore a comprehensive collection of insights, articles, and updates dedicated to Financial Crime Compliance. Here, you’ll find the latest trends, expert analysis, and practical resources designed to help you stay ahead of regulatory changes and enhance your organization’s compliance strategies.

August 8, 2023

John Byrne and Saskia Rietbroek, Executive Director and co-founder of the Association of Certified Sanctions Specialists (ACSS), about-us - Association of Certified Sanctions Specialists (sanctionsassociation.org)...

August 7, 2023

Our panel of experts discusses the critical components of the model validation process. They explore what companies can do to prepare for validation.

August 2, 2023

John Byrne and Shannon Frontanes of Thomson Reuters Special Services and a provenance expert, discuss her insight on cultural artifacts and their use for money laundering and related crimes.

August 1, 2023

Natural Language Processing and AI-Powered Capabilities Enable Comprehensive and Efficient Adverse Media Monitoring for All Types of Customer Due Diligence

July 31, 2023

Our expert panel discusses various issues emanating from the second FATF Plenary of 2023 and the potential impact on AML/CTF/Sanctions challenges faced by FI’s around the globe.

July 31, 2023

Our expert panel discusses a new G5 initiative that brings government agencies from many countries together.

July 24, 2023

Our panel of experts discusses identifying a model and how the definition has expanded over time.

July 20, 2023

In this episode, Rachel Dettmer, Joshua Gubitz, and Jonathan McIsaac delve into the potential obstacles that can arise during the implementation process. They discuss the warning signs to look out for, pitfalls to...

July 17, 2023

Our expert panel discusses the importance of open communication to improve the document request process.

July 13, 2023

Continuing the conversation on implementation support, Rachel Dettmer, Joshua Gubitz, and Jonathan McIsaac discuss the value of having an experienced partner on your side during implementation and how a wealth of...

July 11, 2023

Our panel of experts discusses the guidance issued by various US regulators on model risk management. They explore the evolution of the guidance from inception to now.

July 6, 2023

Implementation Support is a planned approach to integrate new or upgraded software or systems into the existing workflow of an organizational structure to help ensure the success of a business's overall system. In this...

July 6, 2023

John Byrne and Gary Shiffman, Founder of Giant Oak, Inc., discuss his recent article It’s not the algorithm, it’s the ethics. They look at the ethics and morality of adopting machine learning and artificial...

July 5, 2023

Our expert panel discusses the value of outreach in establishing a partnership.

June 30, 2023

Financial service providers use many models. Regulators expect that providers can identify and periodically validate their models. In this session, you will learn:- How to identify all the models you are using- How to...

June 29, 2023

Our expert panel discusses how each party to the partnership can use recognition to build and reinforce the relationship.

June 27, 2023

Our panel of experts discusses the impact that financial service companies experience when technology is added to managedservices.

June 22, 2023

John Byrne and Terry Pesce discuss the recent Interagency Guidance on Third-Party Relationships: Risk Management. They look at the implications of the guidance and what banks should do to assess their current risk...

June 21, 2023

AIFinTech100 List Encompasses the World’s Most Innovative Companies Developing AI

and Machine Learning Technologies for Financial Services

June 12, 2023

Our expert panel discusses what public-private partnerships are and why they are important.

May 31, 2023

The AML/Sanctions/CFT community has long embraced partnerships and collaboration. This edition of AML Voices focuses on the value of these partnerships and spotlights a tremendous example – the recent Global Financial...

May 31, 2023

Jonathan Fishman, one of the authors of the 2023 Treasury Department’s De-risking Strategy, discusses the various recommendations and the rationale for some of the words used to describe the problem and identifies...

May 25, 2023

Don Fort, former Chief of IRS - Criminal Investigation Division, Director of Investigations at Kostelanetz LLP, and member of the Advisory Board at AML RightSource, discusses his recent testimony before the Senate...

May 23, 2023

Our panel of experts discusses the value that financial services companies receive when using managed services.

May 10, 2023

Our panel of experts discusses the challenges presented by assessing customer risk without viewing all similar customers as similarly risky.